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Net capital rule
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211	FEDERAL RESERVE SYSTEM 12 CFR Part 250 [Miscellaneous Interpretations; Docket R[removed]Applicability of Section 23A of the Federal Reserve Act to the Purchase of Securities from Certain Affiliates AGENCY: Board of Governo Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:37:38 Financial markets United States housing bubble Financial regulation Securities market Short Security Net capital rule Broker-dealer U.S. Securities and Exchange Commission Finance Financial economics Business
212	Division of Trading and Markets No-Action Letter: Financial Industry Regulatory Authority, Re: Broker-Dealers Holding Cash in a Reserve Account at a Non-Affiliated U.S. Branch of a Foreign Bank under Rule 15c3-3 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-02-27 12:07:47 Financial markets Financial services Primary dealers Broker-dealer Fixed income market U.S. Securities and Exchange Commission Bank UBS Net capital rule Financial economics Investment Finance
213	Microsoft PowerPoint - Fixed Income Investor Call vFINAL - REVISED Add to Reading List Source URL: www.morganstanley.com Language: English - Date: 2012-08-02 19:08:14 Economics Credit Security Stock market Market liquidity Balance sheet Bank Debt Net capital rule Financial economics Finance Financial markets
214	Broker-Dealer Net Capital No-Action Letter Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-12-19 16:43:21 Financial system Net capital rule United States housing bubble United States securities law Financial regulation Short selling Broker-dealer U.S. Securities and Exchange Commission Short Financial economics Finance Financial markets
215	Ottawa, February 00, 2002 Add to Reading List Source URL: www.asfc.gc.ca Language: English - Date: 2008-09-16 11:42:20 International trade Financial services Canada Border Services Agency Business broker Net capital rule Business Commerce Customs broking
216	Final Rule: Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-01-08 13:20:23 Financial markets United States housing bubble Financial services Net capital rule Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer Finance Financial economics Business
217	FEDERAL RESERVE SYSTEM 12 CFR PART 225 [Regulation Y; Docket No. R[removed]Bank Holding Companies and Change in Bank Control (Regulation Y); Amendments to Restrictions in the Board’s Section 20 Orders AGENCY: Board of Go Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2002-06-19 13:36:05 Economy of the United States United States federal banking legislation Securities Dow Jones Industrial Average Investment banks Net capital rule Bank regulation Bank holding company Federal Reserve System Investment Financial economics Primary dealers
218	STATE OF WYOMING Offc. Filed tre gf tlt€ Add to Reading List Source URL: soswy.state.wy.us Language: English - Date: 2014-03-20 10:01:21 Finance United States Securities and Exchange Commission Financial services 73rd United States Congress Broker-dealer Fixed income market Securities Act Net capital rule World Group Securities United States securities law Financial economics Financial system
219	STATE OF WYOMING Office,of the SecretprY Fitedue-if-aaya -dt-at-IJz.U.n Add to Reading List Source URL: soswy.state.wy.us Language: English* - Date: 2014-03-20 10:00:12 Finance Financial services 73rd United States Congress United States Securities and Exchange Commission Broker-dealer Fixed income market Securities Act Net capital rule World Group Securities United States securities law Financial economics Financial system
220	Microsoft Word - ~[removed]doc Add to Reading List Source URL: www.federalreserve.gov Language: English - Date: 2013-08-02 21:44:22 Economy of the United States Federal Reserve System Bank holding company U.S. Securities and Exchange Commission Securities Exchange Act Banking in the United States Christopher Cox Net capital rule Primary dealer Federal Reserve Financial regulation Government

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